• Audit Manager

    Location US-CA-Pasadena
    Job ID
    2018-5140
    Category
    Audit/Risk Management
    Position Type
    Full-Time
  • Overview

    East West Bank is one of the largest independent banks headquartered in California serving consumers and businesses throughout the U.S. and Greater China. With over 130 locations worldwide including California, Texas, New York, Georgia, Massachusetts, Nevada, Washington, and Greater China — East West Bank is committed to helping their customers' enterprises succeed. At East West Bank, we build bridges that provide an important financial link, turning opportunities into growth and prosperity.

    East West Bank is currently seeking a Audit Manager.

    Responsibilities

    • Has knowledge of Wealth Management, Treasury Management/Cash Management Services or Deposit back-office operations
    • Has expert knowledge of internal controls, auditing methodologies and techniques, and risk assessments
    • Interpret regulations, regulatory guidance, and related internal policies; and readily identify how such changes affects the department and the bank’s control environment.
    • Conduct risk assessment of assigned department or functional area in established/required timeline; and assist in developing the draft annual Audit Plan
    • Perform audit assignments and process improvement analyzes through the application of business knowledge and department procedures, including managing entrance meetings, status updates and exit meetings.
    • Review Audit Programs to ensure the program is risk based, the test steps are adequately defined; and recognizes the need to modify programs/procedures based on controls, assessments, and test work
    • Review work papers, ensuring they support the procedures performed, conclusion drawn and recommendations made in accordance with department standards
    • Prepares audit reports; ensuring clarity, conciseness and issuance in a timely manner
    • Possesses strong project management skills to effectively organize/prioritize multiple assignments to meet established deadlines, monitor progress of audits, and communicate budget overages
    • Document follow up and timely disposition of all assigned findings in accordance with the Bank’s Issues Management Policy
    • Participate in various committees or task forces geared to policy/procedure development and operational improvements
    • Conduct periodic training workshops to promote awareness of internal controls and to discuss changes in policies that will impact the audit process
    • Assists with the annual evaluations performance of staff
    • Serves as internal consultant to departments as requested
    • Develop and maintain effective working relationships with appropriate corporate and business unit management.
    • Willingness to transfer outside of the Internal Audit department when need arises or as part of rotation assignment.
    • Execute on special projects and other assignments as requested by management.

     

    Qualifications

    • Bachelor’s degree or Masters Degree is required and certification (e.g. CAMS, CISA, CIA) is a plus.
    • 8-10 years related experience internal audit in financial services.
    • Experience in regulatory compliance audits in financial services a plus.
    • Working knowledge of The Institute of Internal Auditors (IIA) International Professional Practices Framework (IPPF) a plus.

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