VP/ FVP-Compliance Advisory and Assurance

Since 1973, East West Bank has served as a pathway to success. With over 110 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create new opportunities, and our sustained growth and expertise in industries like real estate, entertainment and media, private equity and venture capital, and high-tech help build sustainable businesses and expand our associates’ potential for career advancement. 

Headquartered in California, East West Bank (Nasdaq: EWBC) is a top-performing commercial bank with a strong foundation, an enterprising spirit and a commitment to absolute integrity. East West Bank gives people the confidence to reach further.

Be one of the key members of the compliance team to support ambitious growth agenda of EWHK. Conduct compliance assurance activities and provide practical advice to enhance maturity of compliance maturity across all businesses. A great opportunity to grow and learn with the business and broaden business coverage and technical specialties.

• Design and execute thematic reviews, compliance controls evaluation, and assurance activities to assess the effectiveness of controls and adherence to regulatory obligations.
• Serve as a trusted advisor on regulatory developments, emerging risks, and compliance implications of new products, services, and business initiatives.
• Collaborate with other control functions to ensure consistent interpretation and application of regulatory requirements.
• Proactively identify opportunities and recommend enhancements to compliance frameworks, policies, and procedures.
• Provide proactive and strategic compliance advice to business units across the region, ensuring alignment with regulatory expectations and internal policies.
• Monitor and interpret regulatory changes and product innovations across jurisdictions, assessing impact and coordinating implementation efforts.
• Contribute to the development of compliance dashboards, metrics, and reporting for senior management and board-level committees.
• Establish, review and update internal manuals, policies and procedures to ensure design and operational effectiveness.
• Work with businesses to deliver new products/services and provide constructive compliance guidance and advice to navigate appropriate decision making.
• Support, develop and mentor junior members of the team.
• Perform any ad-hoc projects and compliance monitoring.

Required Competencies:

• A can do attitude with commitment to continuous learning, nothing is too big or too small
• Ability to build and maintain collaborative relationships across all levels of the organization
• Strong analytical and problem-solving skills with banking and commercial acumen
• Strong understanding of banking regulations in Hong Kong and the region
• Strong knowledge of compliance risk management frameworks, control testing, and assurance methodologies
• Ability to assess regulatory issues and translate them into practical, risk-based solutions
• Skilled in identifying control weaknesses and recommending effective remediation strategies
• Proven ability to lead cross-functional initiatives and manage multiple priorities
• Collaborative mindset with experience working across business lines and control functions
• Desirable to have proficient product and distribution knowledge including private wealth, corporate banking, FICC and corporate finance

Requirements:

• A degree in any disciplines, preferably major in law, finance, or accounting
• At least 10 years of experience in compliance testing, audit or a related field
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Strong attention to detail and organizational skills
• Strong understanding of regulatory requirements (e.g. HKMA, SFC and IA circulars and guidelines) and compliance frameworks
• Professional qualifications under the Enhanced Competency Framework (ECF) on Compliance or recognized compliance certificate, AML/CFT, and/or Certified Anti-Money Laundering Specialist (ACAMS) preferred
• Proficiency in both written and spoken English and Chinese